Details of Grievance Redressal Mechanism

Details of Grievance Redressal Mechanism

Nivesh Research has framed Complaint Redressal System which includes 3 Levels. The Levels are mentioned on the Website so as to ensure that every Grievance will always be taken into consideration. The Nature of Complaint has always been identified first. Nivesh Research always tried to close the Grievance at first Level itself where Complainant can register there complaint at service@niveshresearch.com. Proper Mailer Reverts from the Grievance cell has always been furnished in order to document the Resolution Given from our end. The Compliance team is always available to handle and resolve the telephonic, mailer concerns within 3 Working Days from the date of registration.

Complaint Redressal System:

LEVEL 1:- LODGE COMPLAINT WITH INVESTMENT ADVISER

At the first stage client need to report their grievance to their respective Adviser in writing at service@niveshresearch.com. To ensure time bound solution, the respective Adviser shall revert within 24 Hours of working for Redressal of such complaint.

LEVEL 2:-LODGE COMPLAINT WITH COMPLIANCE OFFICER

If the Client is dissatisfied with the Resolution given by Level 1 and wants to escalate the complaint again, he/she can escalate the matter to Compliance team at anishrai@niveshresearch.com, or can Contact Compliance Officer Mr. Anish Rai at +91-9575149708 (M), 0731-4945367 Here, our team will assist the client with best possible solution adhering to the time span of 2 working days.

LEVEL 3:-LODGE COMPLAINT WITH SEBI-SCORES

If the investor’s complaint is not redressed satisfactorily at above Levels, one may lodge a complaint with SEBI on SEBI’s ‘SCORES’ portal which is a centralized web based complaints redressal system. You can lodge the compliant by clicking on https://scores.gov.in/scores/Welcome.html.SEBI takes up the complaints registered via SCORES with the concerned intermediary for proper redressal in time bound manner as specified in various Circular. SCORES facilitates tracking the status of the complaint.

– SMART ODR PORTAL

Alternatively client may directly initiate dispute resolution through the Smart ODR Portal by clicking on the link :https://smartodr.in/login, at any stage provided the dispute is not under consideration elsewhere (arbitral process, court, tribunal, consumer forum) or is non-arbitrable as per Indian law.

 

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Info@niveshresearch.com

+91 9575149708

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